SEC Rule 10b-5

Results: 780



#Item
211Financial system / Finance / Financial regulation / Short selling / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Short / SEC Rule 10b-5 / Securities Exchange Act / United States securities law / Law / Business

01-147, SEC v. Zandford[removed])

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Source URL: www.supremecourt.gov

Language: English - Date: 2008-06-24 00:25:30
212Financial economics / Herbalife / Nutrition / MGM-31 Pershing / Insider trading / SEC Rule 10b-5 / Bill Ackman / Financial analyst / Securities Exchange Act / United States securities law / Business / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 30, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-30 13:09:26
21373rd United States Congress / United States Securities and Exchange Commission / Business / Financial regulation / Vodafone / AirTouch / Securities Exchange Act / SEC Rule 10b-5 / Securities Act / United States securities law / SEC filings / Finance

AirTouch Communications, Inc., Hideyuki Kanakubo, and Jerome Kaiser, CPA

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Source URL: www.sec.gov

Language: English - Date: 2014-08-22 13:55:51
214Financial regulation / Biovail / Steinbach /  Manitoba / Government / Eugene Melnyk / Securities Exchange Act / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

MARK K. SCHONFELD REGIONAL DIRECTOR Attorneys for Plaintiff SECURITIES AND EXCHANGE COMMISSION New York Regional Office 3 World Financial Center

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Source URL: www.sec.gov

Language: English - Date: 2008-03-24 11:44:19
215Finance / SEC filings / Financial economics / Financial regulation / Securities / SEC Rule 10b-5 / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Nipu Shah, et al. v. Rocket Fuel Inc., et al. 14-CV[removed]Complaint for Violation of Federal Securities Laws

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Source URL: securities.stanford.edu

Language: English - Date: 2014-09-08 16:33:28
216Materiality / SEC Rule 10b-5 / Anosmia / Scienter / Food and Drug Administration / Matrixx Initiatives /  Inc. v. Siracusano / Law / United States securities law / Zicam

Down the Rabbit Hole with the U.S. Supreme Court

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Source URL: www.duanemorris.com

Language: English - Date: 2011-06-10 17:32:53
217Economics / Insider trading / Stock market / United States securities law / SEC Rule 10b-5 / Fiduciary / U.S. Securities and Exchange Commission / Raj Rajaratnam / Insider / Law / Financial system / Corruption

Insider Trading as Private Corruption Sung Hui Kim* 61 UCLA L. REV. (forthcoming[removed]Draft dated September 15, 2013 © 2013

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Source URL: cdn.law.ucla.edu

Language: English - Date: 2013-09-17 16:48:34
218Financial economics / Finance / Financial system / Stock market / Short selling / Securities Exchange Act / Securities Act / Securities and Exchange Commission / SEC Rule 10b-5 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Complaint: Securities and Exchange Commission, Plaintiff, vs. Bruce Palmer and AccessKey IP, Defendants

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Source URL: www.sec.gov

Language: English - Date: 2010-10-07 14:37:04
219Basic Inc. v. Levinson / Tellabs /  Inc. v. Makor Issues & Rights /  Ltd. / Scienter / SEC Rule 10b-5 / Central Bank of Denver v. First Interstate Bank of Denver / Supreme Court of the United States / United States Congress / Law / United States securities law / Private Securities Litigation Reform Act

No[removed]In the Supreme Court of the United States —————— HALLIBURTON CO. ET AL., PETITIONERS,

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Source URL: sblog.s3.amazonaws.com

Language: English - Date: 2014-01-07 15:49:02
220Stock market / U.S. Securities and Exchange Commission / Securities Act / Securities regulation in the United States / SEC Rule 10b-5 / Financial regulation / Financial economics / Finance / United States securities law / Corporate finance / Securities offering

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA CASE NO. SECURITIES AND EXCHANGE COMMISSION, )

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Source URL: www.sec.gov

Language: English - Date: 2004-06-22 13:59:52
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